Today
every university worthy of the name boasts a large and flourishing
department of history. And in fact the tasks fielded by these
departments are increasing. Responsibilities are expanding in two areas: in
method--with women's studies, ethnic studies, and gender studies
now offered; and in geographical reach--with Asia and the Pacific,
Africa and Latin America growing in importance.
It may
seem surprising that as late as the sixteenth and seventeenth
centuries, an era marked by such momentous events as the Reformation,
the Counter-Reformation, and the English Revolution, the discipline of history enjoyed
only a tenuous hold in European universities.i
History was taught mainly by professors of rhetoric (who inclined
towards writings with literary quality, especially those of antiquity) and
professors of theology (who were in the habit injecting
church controversies).
Towards
the middle of the eighteenth century this marginal status began to
improve, particularly in Germany. With its international connections, the University of Göttingen stood in the vanguard.ii
This institution produced universal histories (by Johann Christoph
Gatterer and August Ludwig Schlözer), together with histories of trade (Johann
Gottfried Eichhorn), luxury (Christoph Meiners), diet (Schlözer
again), literature (Eichhorn again), and Women (Meiners again).
Enterprising as they were, these lively works were not informed by
deep theoretical reflection, and hence did not effect a
fundamental change in outlook.
Origins
of Historicism.
A
landmark study by one of the most thoughtful of modern German
historians, Friedrich Meinecke, demonstrated that the real
breakthrough took place "off campus."iii
Meinecke highlighted the achievement of a triumvirate of writers,
Möser, Herder, and Goethe. Except for his college training at
Göttingen, Justus Möser (1720-1794) spent all his days in his north
German hometown of Osnabrück, where he served as an official. In fact his
chief work is a History of Osnabrück, published in 1768. He paid
close attention to the customs of the people, which he held must be
evaluated in terms of "local reason" rather than the
generalities of the Enlightenment. As Meinecke remarks, "The
person who interests him is not an abstract and generalized man, who
is the same at all times, whose actions can be judged according to
the universal standards of reason, but the concrete, historically
conditioned man with his particular joys and sorrows, who must be
understood as the specific person."iv
Möser's method relied very much on contemplation and intuition, not
excluding the powers of the unconscious.
In
contrast to Möser's slowly maturing, harmonious nature, Johann
Gottfried von Herder (1744-1803), was a manic-depressive who never
established any firm profession or settled residence.v
His own stormy nature, however, inclined him to introspection. For
the understanding of phenomena through the intuitive powers of the
mind he coined a new term Einfühlung--empathy--which
was later to enjoy popularity both among psychologists and art
historians. During his Riga period Herder observed the folk customs
of the Latvians, which instilled in him a deep respect for the common
people, their language, poetry, and songs, which he felt preserved an
immemorial wisdom. In this enthusiasm Herder anticipated primitivism
with its attraction to precivilized life as a kind of golden age.
For the life of a people considered as a single organic entity,
Herder employed the term Volksgeist,
the spirit of the people.
Johann
Wolfgang von Goethe (1749-1832) was the most all-rounded of German
writers--as well as one of the most productive--and his achievement
is not easily summarized.vi
With the press of all his other activities it may seem that Goethe
was only marginally a historian, and indeed sometimes he expressed
hostility to historiography. However, a number of personal qualities
enabled him to contribute significantly to the emergence of the new
outlook. Throughout his life he had a pronounced antiquarian
interest, as seen in his observations on Strasbourg Cathedral (embodied in his essay of 1772), and on the sculptures and other monuments
he saw in Italy. He sought to grasp these objects not simply as
curiosities but as symbols of larger truths. In view of his immense
role as the praeceptor Germaniae, his sensitive response to works
of art has had a continuing subterranean influence over art
historians brought up in the German language.
His studies in natural science gave Goethe a strong sense of organic growth which he applied in all his studies, including those directed to historical remains. Finally, Goethe had a strong sense of the importance and at the same time the mystery of the specific and the individual; one of his favorite sayings was "Individuum est ineffabile." Thus it was the polarity between his sense of the interconnectedness of things and his awareness of the autonomy of each individual entity that perhaps constituted his most powerful legacy to the emerging outlook of historicism.
His studies in natural science gave Goethe a strong sense of organic growth which he applied in all his studies, including those directed to historical remains. Finally, Goethe had a strong sense of the importance and at the same time the mystery of the specific and the individual; one of his favorite sayings was "Individuum est ineffabile." Thus it was the polarity between his sense of the interconnectedness of things and his awareness of the autonomy of each individual entity that perhaps constituted his most powerful legacy to the emerging outlook of historicism.
If
Meinecke is correct, these three figures established the conditions
for the emergence of the distinctive climate of historicism, with its
sense of the organic wholeness and unique specificity of each era.vii
The new approach that emerged in these writers opened the way for a
decisive break with the two hitherto dominant historiographical
principles. The first of these was a confident moral stance. Fortified by a belief
in the absolute value of Natural Law, these convictions generated a pervasive
judgmentalism that called for grading each past era by its
performance on a good-to-bad scale. Secondly, earlier thought adhered
to a corollary notion of universal values for assigning the
evaluations; these values, supposedly accessible to any sensitive observer,
stemmed from the debatable notion that human nature has always been the
same. The new outlook of
historicism questioned both these hallowed precepts. In reality past eras were radically different
from our own, and any attempt to assess them must start by acknowledging this divergence. As for human nature, whether it is ultimately the same or not
is not the issue; in the real world it has manifested itself over the centuries in very
different forms.
The more fervent historicists claimed that past eras were incommensurable, either with one another or with our own age. Each era adhered to its own center of being which determined its distinctive climate or Zeitgeist (spirit of the age). These writers created a nascent sense of cultural pluralism in which each age or people must be judged according to its own inner criteria instead of being made to hew to values imposed from the outside. This concept of ethical neutrality has had enormous importance in our quest to understand cultures other than our own.
The more fervent historicists claimed that past eras were incommensurable, either with one another or with our own age. Each era adhered to its own center of being which determined its distinctive climate or Zeitgeist (spirit of the age). These writers created a nascent sense of cultural pluralism in which each age or people must be judged according to its own inner criteria instead of being made to hew to values imposed from the outside. This concept of ethical neutrality has had enormous importance in our quest to understand cultures other than our own.
The
contribution of the pathfinding authors was, however, only the first stage
of the revolution in historiography. As transitional figures, they
themselves still had a foot in the old camp, and in any event their
readers would probably not have been prepared for a complete break
with older attitudes.
The
second stage saw the institutionalization of historicism, with the
new university of Berlin (founded in 1810) at the head. The audience
for the university historians was not simply the educated public,
although this still mattered, but peers-- professors in other fields,
increasingly influenced by the objective ideals of the natural
sciences. These connections strengthened the idea of value
neutrality already resident in historicism itself. In this endeavor a
delicate balance was maintained so as not to slip over the boundary
to cynical relativism.
Why did
this change occur in Germany? History, in the sense of great events
and their effects, resonated there because of the Reformation, still
for many a living reality, and the contemporary stresses stemming from the French
Revolution, Napoleon, and the ensuing wars of liberation. The
revival of learning was thus linked with the throwing off of the
French yoke and the striving for political unification
that was not achieved until 1871. In this way the ideal value
neutrality of historicism became somewhat tempered by patriotism and
nationalism. The circumstances in which the new outlook triumphed
also entailed a primary concern with politics among mainstream
academic historians--though not the cultural historians influenced by
them.
Unlike
the mainstream historians, art historians at first had little success
gaining a foothold in German universities. An exception is
Johann Dominicus Fiorillo, who at the age of sixty-five secured a
professorship at the University of Göttingen in 1813.viii
In fact, he had previously taught drawing there, with some art
history thrown in on the side. Of necessity, Fiorillo's lectures
were rather elementary. He had bolstered his standing with a
five-volume Geschichte
der zeichnenden Künste von ihrer Wiederauflebung bis auf die
neuesten Zeiten
(1798ff.); this is, however, a derivative work, its expository
strategy deriving from Luigi Lanzi's system of "schools" of
artists. Both before and after the 1813 appointment, the university
authorities viewed Fiorillo's instruction as merely a part of an ancillary effort to provide "finishing school" touches for the students; his
course offerings did not betoken any general commitment to a
systematic treatment of the arts. Of course Winckelmann's teachings
were held in high honor at Göttingen, but classical philologists and
archaeologists took charge of professing and extending them. This
gap between the older, better established field of classical
archaeology and the upstart discipline of art history was never to be entirely
effaced in German universities. In any event, after Fiorillo's death
in 1821 no one else was appointed to fill the vacancy. From 1834 to
1843 Franz Kugler lectured as a Privatdozent at Berlin, but only in
1852 did Rudolf Eitelberg von Edelberg secure the first truly regular
professorship in art history--at the University of Vienna.ix
Required
either to have a private income or to earn their living by other
means, art historians nonetheless paid close attention to the ideas
and accomplishments of the major university historians, whom they
emulated at first in their creative work and then in carving out niches for themselves in academia.
University
Historians.
Since
art historians looked to them for guidance, the prestigious
university historians deserve closer attention.x
The matter is complicated by a dichotomy among them that produced
tension, sometimes adversarial and sometimes fruitful. The
historical profession harbored both a particularist trend, stressing
the recuperation of facts and close analysis of the evidence, and a
universalist trend, which appealed to idealist philosophy to discern
major themes.
Both
trends sought to break from the old exemplar theory, which held that
history, as magistra
vitae
or mistress of life, had to foreground signal instances of good and evil
conduct in the past as a guide to conduct. By contrast, the new history
was to be strictly objective. But what methodology was best suited
to achieve this end? Many found the answer in particularism, which stressed careful and critical
attention to the sources so as to arrive at a truer picture of the
past by excluding fantasy, rumor, and gossip.
The
first major figure in the particularist trend was Barthold Georg
Niehbuhr (1776-1831), the son of the noted explorer Carsten
Niehbuhr.xi
For many years he pursued an official career, climaxed by his
appointment as Prussian ambassador to the Vatican, where he made
important discoveries in the libraries. He then retired to teach at
the University of Bonn. His own political experience gave him
insights into the nature of power relationships which he then applied
to his work in the study and the lecture hall. In his Römische
Geschichte
(1811-12; revised ed. 1827-32), he applied critical methods to the
study of the Roman Republic, discrediting the work of Livy. In the
Preface to the first edition of his work, Niehbuhr remarked: "We
must try to eliminate fiction and forgery and to strain our vision in
order to recognize the features of truth beneath all these
accretions."xii
It is not enough, he held, to strip away the deadwood of error; one
must try to erect a convincing new structure. This new structure, in
its turn, can only stand if it is validated by the consensus of other
competent scholars. In keeping with the fascination with origins
prevalent in his day, Niehbuhr concentrated on the "heroic
age" of the Roman Republic in the fourth century BCE when the
civic virtues of the free peasantry were at their height.
Niehbuhr's
ponderous style and his preoccupation with technical questions of
ancient history restricted his audience. No such barriers impeded
the progress of Leopold von Ranke (1795-1886), by common consent the
prince of nineteenth-century historians.xiii
His Geschichte
der romanischen und germanischen Völker von 1494 bis 1533
(1824), an immediate success, gained him an appointment as professor
at the University of Berlin. In this work he maintained that Europe
derived its character from a mingling of the Latin and Germanic
peoples (whose realm extended as far as New York and Lima), held
together by the spirit of Christianity. The preface to this book
contains the famous remark: "To history has been assigned the
office of judging the past, of instructing the present for the
benefit of future ages. To such high offices this work does not
aspire. It wants only to show what actually happened (wie
es eigentlich gewesen)."xiv
In the first sentence quoted he abjured the aims of the old exemplar
theory of history, settling for a seemingly more modest goal of
presenting things as they really were. It is probable that Ranke
understood more by this than the mere accumulation of facts, and that
he understood "eigentlich" in a deeper sense--meaning perhaps
"essentially." He wrote frequently of the "hand of
God," yet this intervention is mysterious and can only be detected,
if at all, through careful work and insight. Ranke suggested,
however, that the effects of divine providence transpire in
periodization, a subject of great interest at the time.
The
great historian held that history was both a science and an art. He
was impressed by the gripping historical novels of Sir Walter Scott;
while deploring their factual inaccuracies, he strove to emulate them by making his
prose as readable as possible. Although not basically concerned with
the arts, he occasionally unbent to supply a word portrait of certain
paintings and buildings.
Still,
Ranke regarded political history as central. He saw the essence of
Europe as dependent on the balance of power, and therefore he emphasized
diplomacy and political striving. In order to capture the truer
image of history Ranke laid great stress on the critical examination
of documents in archives.
His
epigones reduced his program to mere fact gathering in pursuit of a
relentless "objectivity."xv
As we have seen, this was not the case: Ranke sought something
more, an insight into reality itself. Apart from general
inspiration, it would seem that he had little to offer art historians
for his interests were primarily political. However, his emphasis on
primary documents as controls for the assertions that accumulated in books
was salutary, and some were reminded that art works themselves are
documents.
Ranke
had little use for idealist histories of Hegelian stamp, which he
found arbitrary and schematic--alien in their very essence to the
historian's craft. "There are really only two ways of acquiring
knowledge about human affairs: through the perception of the
particular, or through abstraction; the latter is the method of
philosophy, the former of history."xvi
But Ranke's separation principle could not prevent philosophical
histories from being written. And these too had an impact on the
practice of art history. Still, it will be convenient to postpone
the discussion of this rival school until after the art historical
consequences of the Niehbuhr-Ranke trend have been examined.
The
Particularist Trend in Art History.
The
leading exponent of the particularist tendency in art history was the
somewhat improbable figure of Carl Friedrich von Rumohr (1785-1843).xvii
A north German baron with private means deriving from his extensive
estates, Rumohr was a kind of "sub-Renaissance man"--a dilettante in the best sense. Among his writings are a novel in four
volumes, a collection of short stories, a cookbook, a manual on good
manners, translations, and art-historical investigations--above all
his Italienische
Forschungen
(1827-32). Rumohr never married, remarking that as he felt himself
to be a woman, a wife would have been of no use to him. He seems to
have shared Winckelmann's homoerotic orientation, with all the
pressures for concealment that proclivity entailed in the era in
which he lived. Initially attracted to the medieval history of his
own land, Rumohr shifted his attention to Italy, still the prime
object of German noblemen undertaking the grand tour. His means
allowed him to make many trips, forming deep first-hand impressions
of works of art. As a byproduct of these ramblings he conceived the
idea of translating Vasari into German, but eventually gave it up
because that source had too many flaws. In his view, from Vasari's
time onwards a stock of unreliable information had accumulated, but
no critical attempt had been made to correct it through confrontation
with the sources. This confrontation, he found, revealed many
inconsistencies, fables, and downright lies. If knowledge was to
progress, this underbrush must be cleared away, and he had two
instruments to do it with: scrutiny of sources and very careful
observation of the works themselves ("autopsy"). In
Rumohr's time Italian archives were often disordered and difficult of
access, so that he was not able to gather as much material as he had
hoped. In any event the task was too great for one person to attempt, and so Rumohr
bequeathed a huge task to his nineteenth-century successors. To this
necessarily incomplete program of archival study is to be attributed
the fact that in the case of many artists Rumohr's particular
judgments have been found jejune. But he pointed the way.
In his
first art publication, an article on an antique Castor and Pollux
group (1812), he dared to take issue with the great Winckelmann. In
Rome he benefited from the advice of Barthold Niehbuhr, who
encouraged his inclinations towards criticism based on archival
study. He had, of course, the leisure to immerse himself in the
archives and to contemplate the art objects that his method required.
From
1820 to 1826 Rumohr published a number of preparatory studies for his
masterpiece in the periodical Kunst-Blatt.
In 1827 he at last brought out the first two volumes of the
Italienische
Forschungen
with the publisher Nicolai in Berlin. In these austere pages Rumohr
left behind all aspersions of dilettantism. He concentrated on the
earlier Italian schools before the time of Raphael as he felt that
here his method could contribute the most.
It is
worth examining in some detail Chapter IX, concerning Giotto, now
available in an English rendering.xviii
Vasari's biography, vague and ill-informed as it was, had served to
establish the Florentine Giotto di Bondone as the genius who gave art
a wholly new stamp, setting in motion the forces that were to lead to
the emergence of Renaissance painting. Rumohr began his essay by
quoting from a document, a Latin inscription placed inside Florence
Cathedral about the middle of the fifteenth century: "I am the
man through whom the extinct art of painting came back to life ..."
This view, he noted, had come into common acceptance not long after
Giotto's death in 1337. Those who innovate, as Giotto undoubtedly
did, will receive more credit than those who perfect a manner
previously introduced. Moreover, Giotto had many pupils who had a
special interest in promoting his renown.
The
German art historian resolved to go back to the pre-Vasarian sources.
Rumohr lay particular stress on the testimony of Lorenzo Ghiberti
(he appears to have been the first to make critical use of the
writings of the sculptor), who said that Giotto broke with the
Byzantine manner and introduced "naturalness and grace, without
going too far." Ghiberti's contemporary Cennino Cennini
concurred with this view. Rumohr stated that he could confirm the
break with the Byzantines by his own observations ("autopsies")
of paintings of the period, which show that Giotto abandoned the
viscous binding medium of the Byzantines to return to an older
medium, more fluid and less darkening, which he perfected. Thus the
paint medium itself set the work of Giotto and his followers apart
from their immediate predecessors.
Rumohr
then went on to discuss a number of anecdotes, which though they not
be true in detail, give a picture of Giotto's personality, which was
worldly, ruthless, and driving rather than sentimental and pious.
In view
of the many doubtful attributions that have accumulated around
Giotto's name how might we begin to form an idea of his authentic
style? We must work from the known to the unknown. Unfortunately,
according to Rumohr, there survives only one work that is signed,
a polyptych in the Baroncelli Chapel of the church of Santa Croce in
Florence. Once we have ascertained the stylistic features of this
work, we can--making cautious use also of the statements of
Ghiberti--the most reliable witness, proceed to identify other works.
We will
also find that works that have been commonly given to Giotto are, on
this showing, not by him. In particular Rumohr was far ahead of his time
in doubting Giotto's authorship of the St. Francis cycle in the upper
church of Assisi, which has remained a bone of contention until the
present day.
Behind
his mask of affable dilettantism, Rumohr was deadly serious. His
work in Italy convinced him that others had not done their homework;
the documents were there, and if they were utilized the field could
at last be placed on a sound basis. With a firm foundation
resting on empirical investigation of writings and archives, the
scholar must scrutinize the works anew, pitilessly weeding out
misattributions and forgeries. The distinguishing of sheep and goats
in art, as it were, is the essential foundation of what came to be
known as the tradition of connoisseurship, as later practiced so incisively by
Giovanni Morelli, Wilhelm von Bode, and Bernard Berenson. To be
sure, this task of cleansing the record must need incur the wrath of collectors and
other interested parties, but it is an essential duty. Only in this way can
we obtain a true canon of authentic works; without this canon no one can be truly
said to "know" Giotto or any other artist whose works are
in dispute.
The
value of Rumohr's program was endorsed by a younger
contemporary, Johann David Passavant (1787-1861).xix
Stemming from a commercial family of Frankfurt am Main, Passavant
went to Paris to learn the profession of banking. However, he found
himself spending more and more time at the Musée Napoléon, which
displayed a dazzling array of first-class works that had been
requisitioned from the various dependencies of Napoleon's empire.
The young Passavant found himself especially attracted to the
paintings of Raphael. After taking part on the German side in the
war that finally toppled Napoleon in 1815, he returned to Paris to
study painting under several neo-classic masters. In 1817 he joined
the Nazarenes, a group of German artists resident in Rome who
especially revered Raphael. In Italy he made contact with Rumohr,
who proved a somewhat querulous master.
Although
Passavant produced a number of creditable canvases in the Nazarene
style, he began to realize that his gifts lay more in scholarship.
In 1829 he began ten years of travel that were to result in his major
monograph on Raphael. He believed that not only was it necessary to
gather and sift all the documentary evidence for the artist and his
family, but also to see all the originals with his own eyes.
(Rumohr, who disliked traveling to remote sites, did not always
consistently honor this cherished principle of autopsy.)
Passavant's
monograph Rafael
von Urbino und sein Vater Giovanni
appeared in two parts with an album of plates in 1839; a
supplementary volume came out nine years later. Finally, the
material was reissued in a unified French edition in 1860.
Passavant's work stood out in its time for its devotion to its
subject--Raphael worship was then at its peak--and for its accuracy
and thoroughness. He long pondered the works ascribed to Raphael for
their authenticity. Once accepted into his roster of authentic
works, each painting received a description that was as thorough as
possible. In this way Passavant created the first adequate model of
the catalogue
raisonné,
a systematic list of the whole canon of works of an artist that the
writer regards as authentic.xx
Passavant
was almost fanatical in his insistence on studying the works in the
original, visiting key paintings several times. In the later stages
of the work, however, he was assisted by two separate sets of
photographic images. These were for study only, for at this time
techniques for introducing photographs into art books themselves had
not been developed, so that his monograph was still illustrated with
engravings prepared for the purpose. Still it is noteworthy that he
stood at the threshold of the photographic era.
Passavant
also lived in a era of incipient institutionalization. In 1840 he
became director of the major gallery of his native Frankfurt, the
Staedel-Institut, participating vigorously in its programs of acquisition,
cataloguing, and public education.
While
Passavant consolidated the Rumohr legacy for a single pivotal Italian
artist, Gustav Friedrich Waagen (1794-1868) opened
up the study of northern painting, paralleling Rumohr's work for
Italy.xxi
Born in Hamburg as the son of an impoverished painter, Waagen's
interest in early panel paintings was awakened by a visit to the
famous medieval collection of Sulpiz Boisserée in Cologne. He then moved to
Berlin, where he joined a growing art historical community. As
director of the Gemäldegalerie in the Prussian capital, Waagen was
able to acquire the remarkable collection of the banker Solly for his
institution. He began a tireless series of study trips to the
Netherlands and Italy, France and Spain, Russia and England, which he
recorded in thick volumes. Connoisseurship, he realized, depends for
its success not only on native talent, which he abundantly possessed,
but on a memory filled to the brim with the gleanings of many
encounters with original works of art.
Waagen's
gifts were announced in his precocious 1822 monograph on the brothers
Jan and Hubert van Eyck.xxii
He perspicaciously noted that the immediate background of the art of
the two Flemish painters lay in the field of manuscript painting--a
suggestion that was not fully developed until a century later. He
also emphasized the artists' roots in the flourishing commercial and
intellectual life of Flanders in the fifteenth century. Like his
contemporary Rumohr, Waagen combined close study of the original
works (where he naturally addressed the special effects made possible
by the oil painting techniques) with the documents. The assignment
of the Van Eyck oeuvre remains one of the thorniest problems that
faces art history, and later scholars have reached different
conclusions. But Waagen's book was the first to set forth the
dimensions of the problem and to indicate the paths that a solution
must follow.
Passavant
and Waagen had brilliantly demonstrated the possibilities disclosed by the
method Rumohr had inaugurated. It rested, to say it once again, on
the twin pillars of visual examination or autopsy and the scrutiny of
documents. In the following generations many new documents came to
light, correcting false and inadequate information about artists of
the past. However, like many discovers, Rumohr and his
colleagues exaggerated the merits of their method. Its flaw lay
in scientism, the belief that one could, in a humanistic field,
create a methodology that was absolutely objective. The
operations that these art historians conducted required taste and
discrimination. Still, it does not seem that documents +
connoisseurship exhaust the art historian's task, though both
are immensely valuable. More is needed.
The
Philosophical Trend stemming from Hegel.
Over
against the deliberately circumscribed program set forth by Carl
Friedrich von Rumohr stood an ambitious philosophical trend.
Alexander Gottfried Baumgarten (1714-1762) had legitimized the
interest of philosophers in aesthetic questions, but in an abstract
context that preceded the new interest in history. As a rule,
philosophers before Hegel's time had been more interested in
connections with natural science rather than art. An exception was
Denis Diderot, though whether he had been a philosopher in the strict
sense of the term is debatable. Immanuel
Kant had been privately interested in the visual arts, but in his
writings he confined himself--perhaps wisely, given his lack of
knowledge of actual works--to general themes in aesthetics.
During
the era of romanticism and historicism, this reticence on the part of
philosophers came to an end. At the head of the new trend stood the
formidable figure of Georg Wilhelm Friedrich Hegel (1770-1831), who
has never been dislodged from his eminence as a thinker, despite the
controversies he has engendered.xxiii
Personal inclination as well as the universalist aspirations of an
inveterate system builder drew him to the arts. Yet the rather
general remarks found in his Phenomenology
of the Spirit
(1806) and Encyclopedia
(1817) constitute little more than a set of promissory notes. Then,
in Berlin during the 1820s, he gave on four occasions a complete
course on the arts, their interrelationships, and place within his
overall system. He never published these lectures. His disciple
Heinrich Gustav Hotho compared and augmented the manuscript with his
own notes, publishing the result as Lectures
on Aesthetics;
they are generally accepted as faithful renderings of Hegel's mature
thought on the matter--if not always his actual words.xxiv
Although
he had seen Dutch paintings during a holiday in the Netherlands,
Hegel possessed only a skimpy knowledge of actual works of art. His
reading of Rumohr impressed him with the need for connoisseurship
based on extensive study of the originals, but the lack of such
experience did not prevent him from purveying assumptions based
mainly on correlations with other features of the system of thought
which had been worked out earlier. Since many scholars afterwards
have found his ideas inspiring, even though the details need
modification, he seems to have been justified in this apparently
arbitrary procedure.
Hegel
placed a high value on art which he regarded as no mere ornament of
human life, but the vehicle of transcendent values. He believed that
art, though produced by individuals, conveyed the essence of
collective experience--of an age, a nation, a spirit. Hence, the
artist is a kind of shaman or medium through which these
world-historical currents flow. Moreover, it is of the essence of
art, like every other cultural expression, that it is always caught
up in a process of change. Yet these changes are no arbitrary
sequence but reflect a dialectical pattern, a pattern which we can
monitor by reflecting on its own inner logic and by recalling
parallels with the pattern disclosed by philosophy in other realms.
What
was the nature of this pattern of development? In essence, Hegel
believed that visual art passes through three great epochs:
(1) In
the symbolic stage the greatest manifestation is architecture, as
seen in the Egyptian pyramids. The Egyptian pyramids are the
quintessential form of the symbolic era and cannot be improved upon.
They encapsulate many concepts of Egyptian thought (immortality; the
solar principle; the four directions, and so forth) but do not
proclaim them in an open or manifest form. This is the nature of the
symbolic; the observer must bring knowledge gained from other spheres
to the interpretation. This parallels the hieroglyphic script
itself: at first the pictures seem straightforward, but only by
applying the code, which one has previously learned, can one
interpret them. One might ask, did the Egyptians not also excel
in sculpture? True, but in examining their statues we find that the
figure is almost always still attached to the stone block out of
which it is formed, so that sculpture, too, tends to the condition of
architecture. Still the creators of these symbolic works feel an
obscure urge to go beyond the limitations of their mode. This
striving to go beyond leads to the second great epoch.
(2) The
classical stage comes to the fore in ancient Greece, and its greatest
accomplishments lie in the medium of sculpture. In contrast to
Egypt, Greek temples have a clearly graspable form so that they, too,
assimilate to the condition of sculpture. Painting is
unimportant. In classical art we assimilate the meaning easily
because it is clearly stated. The unriddling process that was
required by symbolic art is not necessary.
(3)
The romantic stage (Hegel uses the term in its broadest sense) starts
in the Middle Ages--whose rehabilitation he endorsed --and its
characteristic vehicle is painting. Romantic art is, one
is not surprised to learn, a synthesis of the other two. It retains
the evocative qualities of the symbolic but encases them in
comprehensible forms. This stage stretches to our own day.
Or at least to yesterday; Hegel was not fond of the art that he saw
being produced, and even spoke darkly of the possible "death of
art." But there is always the consolation of philosophy,
with its capacity to rethink the major stages of human experience.
"The owl of Minerva flies at dusk," but what a splendid
flight!
Even in
this bare outline several important features emerge. The
overall sweep of the history of art is, according to Hegel, a
meaningful sequence. Instead of simply explaining the
trajectory of Greek art, as Winckelmann did, or Italian Renaissance
art, as Vasari did, Hegel aspired to embrace the whole sweep of human
creativity since the beginning of (Western) civilization in the
ancient Near East.
The
changes in the basic principles determining each epoch correspond to
evolving stages of human consciousness. At the center of this
consciousness stands a somewhat mysterious entity that Hegel called
Geist
or spirit. Through the guidance of this central principle all
departments of human culture—art and literature, but also law and
science—evolve in step. We are not justified in decrying any
particular stage of this process. Replete as they undoubtedly
were with injustices, the Middle Ages were an indispensable
precursor of what we are and aspire to. Thus Hegel placed a new
emphasis on the organic relationship of all ages of human art and
culture—there are no dead spots. By implication he set the
task of offering a more detailed explanation of the reasons for
change over time. He emphasized the inherent dignity of each
epoch, justifying the dedication of scholars to investigating eras
that were previously considered minor or even deplorable.
Finally, Hegel rescued the concept of aesthetic pluralism from the
anarchic consequences that had threatened, in the view of many, to
engulf it. Yes, there are different styles and all are
valuable, but there is also an overarching pattern to the universal
history of art that gives it meaning as part of the grand march of
the human spirit.
Admittedly,
Hegel's treatment of earlier epochs is often sketchy or simply wrong
because of his inadequate data base and the intervention of other
themes which seemed relevant to him, but not always to his readers.
He had never been to Egypt or Italy, trips that a Rumohr would judge
essential before offering any comment on the art of those countries.
But Hegel had a vision that was to guide later art historians with
more information at their disposal. In all of this, Hegel found
an inspiring evolutionary principle, the growth of freedom (classical
Greece advancing over Egypt, for example). The process realized
an increasing liberation of human potential. It was a logically
unfolding, organic process, a progressive revelation in which the
potential of human beings gradually unfolded in ever greater
splendor. It need scarcely be added that the appeal of Hegel's
developmental emphasis was enhanced by the spread, after the middle
of the century, of Charles Darwin's concept of Evolution.
In
English-speaking countries Hegel's general reputation faded towards
the end of the nineteenth century. The Idealist school retreated in
the face of pragmatism and later of analytic philosophy.
Marxists, however (notably Georg Lukácz), continued to honor him as
the immediate predecessor of Karl Marx. Somewhat one-sidedly,
Sir Karl Popper and Sir Ernst Gombrich attacked him for his supposed
contribution to right-wing totalitarianism. Today a more
balanced view is required. Historically, Hegel has been vastly
important for his stimulus to the humanities and the social
sciences. However, the very enormity of his ambitions precluded
success in all areas. In order to achieve the coverage that he
was seeking he sometimes resorts to what can only be called
humbug: forced arguments and inappropriate or even erroneous
examples. More than for most thinkers, enthusiasm for Hegel
must always be tempered by awareness of his errors and absurdities.
As it
happened, Berlin was a fortunate place for Hegel to launch his
aesthetic ideas, for the Prussian capital hosted a growing circle of
individuals seriously concerned with evaluating the arts and with
raising aesthetic awareness.
Karl
Schnaase (1798-1875) came from an old Danzig family. During his
student years he was most impressed by two teachers, Hegel, and the
legal historian Karl Friedrich von Savigny (1779-1861), who
interpreted law as the organic expression of the spirit of a people.
Like many contemporaries, Schnaase was not able to earn his living as
an art historian, but after fulfilling his
duties
as an official of the Prussian state, he devoted every available hour
to this passion. An active member of the Lutheran church, Schnaase
was convinced that art was closely linked to religion. Not
surprisingly, he joined in the then-current enthusiasm for the Middle
Ages. The leading idea of his handbook of the universal history of
art, which began to appear in 1843, is that of the Volksgeist, the
spirit of a people or a race, which governs the individual
manifestations, which are also modified by the successive avatars of
the Zeitgeist or spirit of the age. Schnaase recognized the need to
ground his interpretations in careful examination of individual
works, but he did not always escape the danger of overschematizing, a
danger that is inherent in any allegiance to Hegelianism.
This
was an age of handbooks, and Schnaase's Berlin friend Franz Kugler
(1808-1858) produced one also. Kugler's Handbuch
der Kunstgeschichte
first appeared in Stuttgart in 1842. His scope embraced such
topics as prehistoric and Aztec art, so that he strove to break
completely with Europocentric bias. The updated manuals by
other hands that eventually drove his book off the market tended to
adopt a narrower focus. In this ambition he was probably
inspired by his older contemporary, the geographer Alexander von
Humboldt, who, after many travels, offered to the public a vast
portrayal of the whole history of the earth in his Kosmos
(1845-62). Kugler altered the sequence bequeathed by Hegel by
inserting an additional stage, the Germanic, between the
Classical and the Romantic. Although this addition seems
somewhat nationalistic, it showed that once one broke with Hegel's
favorite triad scheme, it was possible to create a more supple
design, but one which still showed how each stage flowed logically
from the preceding one. Kugler is also remembered as the
teacher and friend of the great Jacob Burckhardt, who was to
depart more decisively from Hegelian tutelage.
Despite
their rival projects, Schnaase and Kugler remained close friends.
They both strove to make art available to a large public through
their handbooks. Schnaase, was more attracted to general theories,
while Kugler had a gift for capturing the essence of individual
works. In their homes, in Düsseldorf and Berlin respectively, they
maintained salons that were attended by a wide variety of cultivated
people. This social networking also helped to advance the standing
of art history among the "movers and shakers" of the
Germany of their day, preparing the way for its full entry into the
university.
Turning
Points and the Consolidation of German Preeminence.
In
retrospect, two turning points stand out in art history's advance to
full disciplinary status in the German-speaking countries: the 1840s
and the 1870s.
During
the 1840s the tradition of travel reports inaugurated by Passavant
and Waagen to make less accessible works known to specialists was
well advanced. Reaching a broader cultivated public the epochal
handbooks of Kugler and Schnaase had begun to appear in 1842 and
1843, respectively. And in 1845 Friedrich Faber began an ambitious
multivolume encyclopedia of art history, the Conversations-Lexicon
für bildende Kunst,
left incomplete at his death in 1856.
In 1873
a group of local scholars organized the first international art
historical Congress to coincide with the Vienna World's Fair.xxv
Holding such congresses was by then a well-established way of
consolidating a field. In 1853 statisticians held their first
international congress, chemists in 1860, botanists in 1860, and
physicians in 1867. The Vienna art-history Congress attracted
sixty-four participants from various cities of Europe, but mainly
from German-speaking countries. The following goals were stated: 1)
the promotion of art history in the arrangement, cataloguing, and
administration of museums; 2) the conservation of works of art; 3)
the advancement of art-historical instruction in colleges and high
schools; 4) the founding of an art historical periodical of record;
and 5) the reproduction of art works and their distribution. After
three days of discussion, the attendees agreed to meet again two
years later in Berlin.
By this
time there were six full professorships of art history in
German-speaking universities: Berlin, Bonn, Giessen, Königsberg,
Leipzig, and Vienna. Apart from these flagship chairs, other
qualified scholars held less substantial posts at universities or
taught at technical colleges. At last art history was claiming its
"place in the sun"--as it shone on the elite campuses of
Central Europe.
In the
preceding pages we have only presented the highlights of the
extraordinary flowering of art history during the first three
quarters of the nineteenth century. It should be evident, however,
that the main theater of the development lay overwhelming in the
German-speaking countries. Why was this so?
Sociologically,
with advancing industrialization there was considerable growth of the
middle class. More than in other countries the German
bourgeoisie was devoted to Bildung
or self-cultivation. Realization of this ideal meant
proficiency in foreign languages, especially French and English—to
add to the Greek and Latin that ideally one had learned in the
"Gymnasium," the characteristic classically-oriented high
school of the elite. Bildung
also meant travel, and the appearance of grand trunk railways
greatly facilitated this. Of course travelers of other nations,
particularly the English, could be seen consulting their guidebooks
religiously before the famous monuments of Florence and Rome.
But when one returned to England one could not study art history in
English universities--indeed it was not commonly offered there until
after 1945.
German
universities were well renowned. Until the 1870s they held, for
example, almost a monopoly on Americans seeking graduate training.
As Henry Adams (1838-1915) described the experience in The
Education of Henry Adams,
circumstances were not always ideal, for classrooms could be stuffy
and crowded. But the quality of the instruction and the deep
learning of the professors made up for these drawbacks. In German
universities studies were conducted not only in accord with the
demands for verbal precision inculcated by classical philology, but
also according to the new spirit of the natural sciences, which leapt
forward in the middle third of the century. Infiltrating
the humanities at first through personal contact in the academic
setting, the scientific spirit was eventually applied to human
affairs in a more systematic way. A major landmark in this
development occurred in 1879, when the psychologist Wilhelm Wundt
(1832-1920) established at Leipzig the first laboratory for the
experimental study of sensation, memory, and learning. The
discoveries made by psychologists soon had a great impact on the
study of art, and this is continuing even today. It was not
simply that art history was taught in German universities; the point
was that the field engaged in a fruitful interaction with other
flourishing disciplines. Where appropriate, it was exposed to
the harsh criticism of scholars in other fields at the top of their
form.
These
German academic achievements raise significant questions for the
sociology of knowledge.xxvi
Clearly there were external conditions, reflecting the overall
development of society, and internal ones, indigenous to the
universities themselves. The complexity of the problem forbids
any straightforward assessment of the favorable "ecology"
afforded by German society overall.xxvii
Yet the special context fostering the success of German academia can
be stated with some ease. The enviable vigor of
nineteenth-century universities in Central Europe owed much to
decentralization. During the eighteenth century they had functioned
under the umbrella of a host of independent principalities. As
Germany grew together, local pride ensured the continuing autonomy of
universities. This polycentrism meant competition, so that a variety
of ideas circulated in each field, rather than a single set of models
decreed from the top--as has long been the case, for example, with
French universities. In France a "dinosaur" ensconced in
Paris could continue to impose his outdated doctrines on the
lesser faculties in the provinces for decades. In Germany
competition was the rule, so that no one school of thought could gain
a monopoly. Of course, a foolish or outdated doctrine could
still flourish at one particular school. The danger of a student's
being permanently beguiled by such teaching was offset by another
custom. After a year or so at one university, the students would
commonly move to a second, completing his education, perhaps, at a
third. In England, by contrast, if you were a student at, say, Wadham
College at Oxford, that is where you remained. But a German
student could begin at Munich, continue at Göttingen, and finish at
Berlin, tempering the instruction characteristic of each school with
the others and comparing notes with other students who had
experienced yet other universities. (Unfortunately, this mobility no
longer prevails in Germany.)
After
the end of the Franco-Prussian War (1870-71) there was a general
economic advance, promoted by the unification of the German Empire.
Many of the great industrialists who enriched themselves during this
period patronized scholarship. Publishers, in particular,
undertook ambitious projects (often appearing in elephant folios) to
summarize what was known about various fields in the history of art,
accompanying the text with sumptuous plate volumes. The older
tradition of Germany as the nation of "Denker and Dichter"
(thinkers and poets) persisted, while merging with economic power.
To be sure, the intervention of the newly rich industrialists
sometimes led to vulgar display and excesses of nationalism, but on
the whole it was positive in its support of scholarship. The
new might of Germany was less fortunate in its effects on the arts
themselves, and in the 1890s many artists, who felt stifled by the
official system of patronage, rallied to the various "Secession"
movements, which were in open revolt.
Jacob
Burckhardt.
A major
figure active as both an historian and an art historian was Jacob
Burckhardt (1818-1897), a highborn Swiss closely identified with his
native Basel.xxviii
Something of a radical in his student days in Germany (where he also
underwent the influence of Ranke), Burckhardt reacted with horror to
the political unrest of the 1840s and turned conservative.xxix
In 1858 he became professor of history in his home town.
A
cultural pessimist, Burckhardt had an intense dislike for the
commercial and industrial changes that were overtaking his world
("this wretched age"). His early interests in medieval and
northern art yielded to a concern with Renaissance Italy, whose
monuments he came to know intimately. Although not blind to the dark
side of the Renaissance, with its turbulence, betrayals, and egotism,
he nonetheless seems to have viewed that era as an ideal world
compared to the present. As a proud resident of the city-state of
Basel, he was naturally attracted to the city-state culture of
Renaissance Italy--and of ancient Greece. If there is an element of
escapism in Burckhardt's concern with earlier times, his response to
the sensual qualities of events and works of art was vivid and
direct. Rejecting the master narrative of Hegelianism, he preferred
to create diachronic presentations of a slice of history. He was
always concerned with the particular and concrete. The belief that
airy talk about the "nature of art" could reveal the
essence of any particular work of art he rejected as "a
ridiculous piece of pretentiousness."
In his Civilization of the Renaissance in Italy (1860), Burckhardt adopted a many-faceted strategy, treating each aspect separately.xxx At the same time he had a underlying unified approach based on a concept of the intervention of creative individuals in human affairs. As noted in a previous chapter, Burckhardt took up the idea of the Renaissance that had evolved in France in the first half of the nineteenth century and endowed it with a deep reflectiveness, embodied in vigorous prose, that has captivated readers to the present day.
In his Civilization of the Renaissance in Italy (1860), Burckhardt adopted a many-faceted strategy, treating each aspect separately.xxx At the same time he had a underlying unified approach based on a concept of the intervention of creative individuals in human affairs. As noted in a previous chapter, Burckhardt took up the idea of the Renaissance that had evolved in France in the first half of the nineteenth century and endowed it with a deep reflectiveness, embodied in vigorous prose, that has captivated readers to the present day.
Curiously,
this justly celebrated book did not treat art, which he reserved for
a second volume, never completed. Almost insouciantly, he gave the
rough manuscript of the architectural part to a friend in 1864. His
lecture schedule shows that he continued to be concerned with
aesthetic matters during the 1860s.xxxi
Only when he retired from his exhausting round of lectures in Basel
did Burckhardt return in earnest to his art-historical project. His
efforts to explain works of art to attentive, but not artistically
sophisticated burgers had evidently convinced him that the formal
approach must be preferred for didactic reasons.
Three
fragments published after his death--on altarpieces, portraiture, and
collecting--show the method that was to characterize the unrealized
volume.xxxii
Surprisingly, he eschewed the approach of cultural contextualization
employed in Civilization
of the Renaissance in Italy,
in favor of a concentration on the art objects themselves. In this
way he unintentionally confirmed a tendency that has tended to
prevail in Renaissance art history as a whole, that of isolating the
paintings and sculptures as individual masterpieces rather than as
products of historical circumstances. His account of altarpieces
shows that in addition to careful style analyses of the works, he did
try to group them according to "tasks" (Aufgaben),
that is to say, configurational types based on the purposes
stipulated by the donors. However, Burckhardt made no attempt to
situate these task patterns in the context of social history. Nor
did he show any interest in the theological background (after all
these works are religious!). It may be that the formal and
classificatory approach he chose reflects the experience of a
Protestant coming to grips with Catholic art. In adopting this
somewhat detached way of presenting the material, Burckhardt
concurred with the increasing secularism of the age, but by the same
token he did not seem fair to the total iconology that the works
require. The spiritual and intellectual climate in which the
masterworks arose, so different from that of the nineteenth century,
was an essential prerequisite to their coming into being.
His final three essays were anticipated by the above-mentioned volume on Renaissance architecture, which Heinrich Lübke published as part of a series in 1867.xxxiii More a compilation than a synthesis, the book is devoid of stylistic polish or narrative appeal so that it reached only scholars. Still patient reading can detect a contrast between "organic style" and "spatial style," a bipolar contrast that anticipates a favorite discursive mode of the succeeding generation of art historians. His tendency to overemphasize the secular character of Renaissance buildings, carried further by later commentators, was usefully corrected by Rudolf Wittkower.xxxiv
His final three essays were anticipated by the above-mentioned volume on Renaissance architecture, which Heinrich Lübke published as part of a series in 1867.xxxiii More a compilation than a synthesis, the book is devoid of stylistic polish or narrative appeal so that it reached only scholars. Still patient reading can detect a contrast between "organic style" and "spatial style," a bipolar contrast that anticipates a favorite discursive mode of the succeeding generation of art historians. His tendency to overemphasize the secular character of Renaissance buildings, carried further by later commentators, was usefully corrected by Rudolf Wittkower.xxxiv
As time
wore on Burckhardt was increasingly attracted to the baroque period.
His Recollections
of Rubens
appeared posthumously in 1898. Breaking decisively with the
contemporary anecdotal emphasis in artist biographies, the
book's various themes converge to form a multifaceted image of the
personality of the artist. Yet like many contemporaries the
Swiss historian was primarily interested in Italian art, and he
wrote a perceptive, highly personal guide to the art there, Der
Cicerone
(1855), which bore the subtitle "An Introduction to the
Enjoyment of the Art Works of Italy." This avowal that art
works were there to be enjoyed was to become unfashionable in the
all-too-earnest climate of much later professional art history.
Burckhardt
has been rightly revered for his commitment to his professional task
and for his intellectual integrity. Yet that very integrity caused
him to adhere in practice to two highly diverse methodologies. The
first, that of the cultural historian, appeared in Civilization
of the Renaissance in Italy.
The other mode of procedure, found in his essays on works of arts
and the types to which he attributed them, showed an almost exclusive
formalism. This dichotomy, which in a lesser personality might
almost be regarded as schizophrenic, runs through succeeding phases
of art history. Most practitioners opted for one approach or the
other. Even today, few have managed to generate accounts that
reconcile the individual intensities of actual works of art (which
must ultimately be the foundation of our interest) with an
understanding of the historical and cultural matrix that formed the
indispensable prerequisite for their coming into being in the first
place.
Conclusion.
As an
external phenomenon the history that has been recounted above is one
of a gradual shift in what might be called the "ideal type"
of the art historian. The type changed from the loner represented by
Rumohr, to individuals like Schnaase and Kugler who were seeking a
place in academia but still kept largely outside its precincts, to the
tenured-professor figure, functioning in concert with other
established disciplines, who set the tone for the period after 1870.
Apart from the great value of his writings, Burckhardt is interesting
for his being located somewhat along, rather than at either end of
this trajectory.
Connections with other disciplines were inevitable. As the term art history
itself indicates, links were closest with history itself, which in
its new elevated guise offered ideals of close attention to
particulars and documents, avoidance of anachronism, and concern with
periodization. Gradually, many came to see art history only as
separate from the political history that had been dominant; perhaps
it might take its place as part of a larger assemblage: cultural
history.
Relations
with classical archaeology were more tense than with history, and
marked by a de facto division of labor in which art historians
largely yielded the study of Greek and Roman art to their classical
confrères. Still archaeology bequeathed several useful lessons.
Ranging ever more into periods that were not documented by written
records, the discipline had to devise schemes to organize material in
which the names of artists were not known. Making a virtue of
necessity, this overtly non-biographical approach was useful not only
for the study of medieval art, which offers relatively few named
artists, but for later eras as well. Then too, advancing techniques
of stratification--as Heinrich Schliemann and others identified
various layers (and therefore epochs) at Troy and elsewhere--focused
attention on the question of periodization: could the art historian
also identify such clear sequences? Study of particular eras, such
as the baroque, could lead to their rehabilitation, a topic which
occupies an ensuing chapter.
Looming
like a colossus over all branches of research was the growing
prestige of the natural sciences. Advances in biology led to a new
emphasis on clear description and differentiation of types. The
Darwinian concept of evolution reinforced the concern with
development and progress in the arts. Finally, the new field of
psychology, with its interest in perception, focused attention on the
physiology of vision.
i
Ulrich Muhlack, Geschichtswissenschaft
im Humanismus and in der Aufklärung,
Munich: C. H. Beck, 1991, p.33ff. This lucid volume offers an
invaluable synthesis of European historiographical traditions
preceding the phase discussed in this chapter.
iii
Historism:
The Rise of a New Historical Outlook,
trans. J. F. Anderson, 1972. The original German text first
appeared in 1936.
v
On Herder's thought there is a brilliant sketch by Sir Isaiah
Berlin, "Herder and the Enlightenment," Vico
and Herder: Two Studies in the History of Ideas,
London: Hogarth Press, 1976, pp. 143-215, See also Robert T. Clark,
Herder:
His Life and Thought,
Berkeley: University of California Press, 1955; F. M. Barnard,
Between
Enlightenment and Political Romanticism,
Oxford: Oxford University Press, 1964; and Wulf Koepke, Johann
Gottfried Herder,
Boston; Twayne, 1987.
vi
See now the major biography in progress by Nicholas Boyle, Goethe:
the Poet and the Age,
Vol. 1: The Poetry of Desire, Oxford: Clarendon Press, 1991; and volume 2, Revolution and Renunciation, 1790-1803, published in the year 2000.
vii
Some confusion has been introduced by the use of the label
historicism by F. A. Hayek and Sir Karl Popper to condemn a
prophetic tendency found in Hegel and Marx and their followers, a
tendency that might perhaps better termed "historiosophy."
For efforts to clarify the terminology see Dwight E. Lee and Robert
N. Beck, "The Meaning of 'Historicism,'" American
Historical Review,
59 (1953-54), 568-77; and Calvin G. Rand, "Two Meanings of
Historicism in the Writings of Dilthey, Troelsch, and Meinecke,"
Journal
of the History of Ideas,
25 (1964), 503-18.
viii
Wilhelm Vogt, "Fiorillos Kampf um die Professur," Beiträge
zu Göttinger Bibliotheks- und Gelehrtengeschichte,
Göttingen, 1928, pp. 91-107.
ix
Heinrich Dilly, Kunstgeschichte
als Institution: Studien zur Geschichte einer Disziplin,
Frankfurt: Suhrkamp, 1979, p. 174.
x
Georg G. Iggers, The
German Conception of History,
2nd ed., Middletown, Conn.: Wesleyan University Press, 1983.
xi
For a recent estimate see Karl Christ, Von
Gibbon bis Rostovtzeff: Leben und Werk führender Althistoriker der
Neuzeit, Darmstadt:
Wissenschaftliche Buchgesellschaft, 1972, pp. 26-49.
xii
Cited after the translation in Fritz Stern, ed., The
Varieties of History: From Voltaire to the Present,
Cleveland: World, 1956, p. 44.
xiii
See now the two collections published to mark the
centenary of the historian's death: Wolfgang J. Mommsen, ed.,
Leopold
von Ranke und die moderne Geschichtswissenschaft,
Stuttgart: Klett-Cotta, 1988; and Georg G. Iggers and James M.
Powell, eds., Leopold
von Ranke and the Shaping of the Historical Discipline,
Syracuse: Syracuse University Press, 1990; as well as Felix Gilbert,
History:
Politics or Culture? Reflections on Ranke and Burckhardt,
Princeton: Princeton University Press, 1990.
xv
Peter Novick, That
Noble Dream: The "Objectivity Question" and the American
Historical Profession,
Cambridge: Cambridge University Press, 1988, pp. 26-30, 140-41.
xvii
Still fundamental is Antonie Tarrach, "Studien über die Bedeutung
von Carl Friedrich von Rumohr für Geschichte und Methode der
Kunstwissenschaft," Monatshefte
für Kunstwissenschaft,
1 (1921), 97-138. See also Julius von Schlosser's introduction to
the reprint of Italienische
Forschungen,
Frankfurt: Frankfurter Verlags-Anstalt,
1920, pp. vii-xxxviii; and Wilhelm Waetzoldt, Deutsche
Kunsthistoriker,
Leipzig: Seemann, vol. I, 1921, 292-314. For Rumohr's aesthetic
theories and relations with contemporary artists, see now Pia
Müler-Tamm, Rumohrs
"Haushalt der Kunst": Zu einem kunsttheoretischen Werk der
Goethezeit,
Hildesheim: Georg Olms, 1991.
xviii
Gert Schiff, ed., German
Essays on Art History,
New York: Continuum, 1988, pp. 73-94 (trans. Peter Wortsman).
xix
Elisabeth Schröter, "Raphael-Kult and Raphael-Forschung:
Johann David Passavant und seine Raphael-Monographie im Kontext der
Kunst und Kunstgeschichte seiner Zeit," Römisches
Jahrbuch der Bibliotheca Hertziana,
26 (1990), 302-397.
xx
The term catalogue raisonné had been used by the English dealer
John Smith in a number of publications (e.g. A
Catalogue Raisonné of the Works of the Most Eminent Dutch, Flemish
and French Painters,
London: Smith, 1829-42). However, Smith did not provide the wealth
of carefully sifted information that Passavant rightly regarded as
essential.
xxii
Gabriele Bickendorf, Der
Beginn der Kunstgeschichtsschreibung unter dem Paradigma
"Geschichte": Gustav Friedrich Waagen's Frühschrift
"Ueber Hubert und Johann van Eyck,"
Worms: Werner'sche Verlagsgesellschaft, 1985.
xxiii
The secondary literature on Hegel is enormous. For a readable
recent biography, which also evaluates his thought, see Terry Pinkard, Hegel: A Biography,
Cambridge: Cambridge University Press, 2000. A useful selective bibliography appears
in Michael Inwood, A
Hegel Dictionary,
Oxford: Blackwell, 1992, pp. 314-27. On Hegel as an art historian,
see the penetrating remarks of Ernst H. Gombrich, "'The Father
of Art History: A Reading of the Lectures
on Aesthetics
of G. W. F. Hegel (1770-1831)," in his Tributes:
Interpreters of Our Cultural Tradition,
Ithaca, N.Y.: Cornell University Press, 1984, pp. 50-69.
xxiv
Hegel's arguments in the Lectures
are usefully retraced by Stephen Bungay, Beauty
and Truth: A Study of Hegel's Aesthetics,
Oxford: Clarendon Press, 1984. A more general appreciation
appears in Jack Kaminsky, Hegel
on Art,
Albany: State University of New York Press, 1962. On
Hotho, see now Elisabeth Ziemer, Heinrich
Gustav Hotho, 1802-1873: Ein Berliner Kunsthistoriker, Kunstkritiker
und Philosoph,
Berlin: Dietrich Reimer, 1994.
xxvi
Lenore O'Boyle, "Learning for Its Own Sake: The German
University as Nineteenth-Century Model," Comparative
Studies in Society and History,
25 (1983), 3-25.
xxvii
For a detailed, up-to-date account, see James J. Sheehan, German
History, 1770-1866,
Oxford: Clarendon Press, 1989.
xxviii
See the vast biography of Werner Kaegi, Jakob
Burckhard: eine Biographie,
7 vols., Basel: Schwabe, 1947-82. More particularly, see Lionel
Gossman, "Jacob Burckhardt as Art Historian," Oxford
Art Journal,
11 (1988), 25-32.
xxix
Felix Gilbert, "Jakob Burckhardt's Student Years," Journal
of the History of Ideas,
47 (1986), 249-74: idem, History,
cit. See also Wilhelm Schlink, Jacob
Burckhardt und die Kunsterwartung im Vormärz,
Wiesbaden: Franz Steiner, 1982. For a comparative perspective, see
Alan Kahan, Aristocratic
Liberalism: The Social and Political Thought of Jacob Burckhardt,
John Stuart Mill, and Alexis de Tocqueville,
New York: Oxford University Press, 1992.
xxx
William Kerrigan and Gordon Braden, The
Idea of the Renaissance,
Baltimore: Johns Hopkins University Press, 1989.
xxxi
See the analysis of an unpublished aesthetics manuscript by Martina
Sitt, Kriterien
der Kunstkritik: Jacob Burckhardts unveröffentlichte Ästhetik als
Schlüssel seines Rangsystems,
Vienna: Böhlau, 1992.
xxxii
The altarpiece essay has been translated into English with a
stimulating essay by Peter Humphrey: Jacob Burckhardt, The
Altarpiece in Renaissance Italy,
New York: Cambridge University Press, 1988.
xxxiii
See the English-language version, Burckhardt, The
Architecture of the Italian Renaissance,
trans. James Palmes, Chicago: University of Chicago Press, 1985,
with informative introduction by Peter Murray, pp. xv-xviii.
xxxiv
Architectural
Principles in the Age of Humanism,
London: Warburg Institute, 1949 (and later editions).
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